Administrative Proceeding File No. 3-16134

Respondents

Russell, John Allan
Release Date Release Number Other Release Numbers Name of Document
AP-2461 Order Regarding Motion to Correct
750 Initial Decision
AP-2181 Order Regarding Response to Motion for Summary Disposition
AP-2115 Order On Motion for Summary Disposition
AP-2047 Order Extending Time to Answer
AP-1999 Order to Show Cause
AP-1909 Order Following Prehearing Conference
AP-1886 Order Postponing Hearing and Scheduling Prehearing Conference
AP-1820 Order Scheduling Hearing and Designating Presiding Judge
IA-3923 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Email of 11/24/14 to ALJ from Resp Stating He Has Not Filed His Answer Due 11/3/14
Division of Enforcement's Motion for Summary Disposition Against Respondent
Division of Enforcement's Mem. of Law ISO Its Motion for Summary Disposition Against Respondent
Division of Enforcement's Request for Official Notice in Support of Its Motion for Summary Disposition Against Respondent
Respondent's Answer
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order to Show Cause
Order Extending Time to Answer
Order On Motion for Summary Disposition
Order Regarding Response to Motion for Summary Disposition
Order Regarding Motion to Correct

Documents