Administrative Proceeding File No. 3-16013

Respondents

Skaltsounis, Nicholas D.


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 31, 2014	729		Initial Decision
Sept. 22, 2014	AP-1826		Order Following Prehearing Conference
Sept. 5, 2014	AP-1760		Order Postponing Hearing and Scheduling Prehearing Conference
Aug. 14, 2014	AP-1698		Order Scheduling Hearing and Designating Presiding Judge
Aug. 13, 2014	34-72832	IA-3894	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Sept. 5, 2014			Respondent Skaltsounis' Answer
Oct. 17, 2014			Division of Enforcement's Motion for Summary Disposition and Mem. of Points and Authorities in Support Thereof
Oct. 17, 2014			Declaration of Michael J. Rinaldi
Nov. 20, 2014			Respondent's Response to Division of Enforcement's Motion for Summary Disposition and Mem. of Authorities in Opposition Thereof
Dec. 3, 2014			Division of Enforcement's Reply to Respondent's Response to Division of Enforcement's Motion for Summary Disposition and Mem. of Points and Authorities in Support Thereof and Declaration of Michael J. Rinaldi
Dec. 31, 2014			Initial Decision
Aug. 13, 2014			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Feb. 10, 2015			Notice That Initial Decision Has Become Final
Aug. 14, 2014			Order Scheduling Hearing and Designating Presiding Judge
Sept. 5, 2014			Order Postponing Hearing and Scheduling Prehearing Conference
Sept. 22, 2014			Order Following Prehearing Conference