Administrative Proceeding File No. 3-15921

Respondents

Bard, Robert G.


Release Date	Release Number	Name of Document
July 24, 2014	640	Initial Decision Making Findings and Imposing Sanction by Default
July 16, 2014	AP-1616	Order
July 2, 2014	AP-1585	Postponement Order
June 11, 2014	AP-1509	Order Scheduling Hearing and Designating Presiding Judge
June 10, 2014	IA-3850	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
July 24, 2014			Initial Decision Making Findings and Imposing Sanction by Default
June 10, 2014			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Sept. 24, 2014			Notice That Initial Decision Has Become Final
June 11, 2014			Order Scheduling Hearing and Designating Presiding Judge
July 2, 2014			Postponement Order
July 16, 2014			Order