Administrative Proceeding File No. 3-15835

Respondents

Davian, Anthony J.


Release Date	Release Number	Name of Document
July 2, 2014	IA-3869	Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 203(f) of the Investment Advisers Act of 1940
May 2, 2014	AP-1413	Stay Order
April 14, 2014	AP-1374	Order Scheduling Hearing and Designating Presiding Judge
April 10, 2014	IA-3817	Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
July 2, 2014			Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 203(f) of the Investment Advisers Act of 1940
April 10, 2014			Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
April 14, 2014			Order Scheduling Hearing and Designating Presiding Judge
May 2, 2014			Stay Order