Administrative Proceeding File No. 3-15783
Respondents
Marshall, Clayton T.
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 33-10722 |
|
Order Dismissing Additional Proceedings | |
| AP-6683 | Order Redesignating Presiding Judge | ||
| AP-6065 | Order Following Reassignment | ||
| AP-5955 | Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC | ||
| AP-5954 | Notice from the Chief Administrative Law Judge | ||
| AP-5899 | Notice of Extension of Stay | ||
| AP-5868 | Notice of Stay | ||
| AP-5405 | Order Regarding the Securities and Exchange Commission's Order On Pending Administrative Proceedings | ||
| AP-4823 | Notice of Stay | ||
| AP-1298 | Order Designating Presiding Judge | ||
| 33-9557 |
|
Order Instituting Public Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8a of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing |