Administrative Proceeding File No. 3-15581

Respondents

Newman, Todd
Release Date Release Number Other Release Numbers Name of Document
IA-4084 Order Vacating Bar
34-71787
  • IA-3804
 Notice That Initial Decision Has Become Final
562 Initial Decision
AP-1026 Order Following Pre- Hearing Conference
AP-1009 Order Scheduling Pre- Hearing Conference
AP-983 Order Scheduling Hearing and Designating Presiding Judge
IA-3699 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Motion for Summary Disposition Against Respondent Todd Newman, Mem. of Points and Authorities ISO, and Declaration of Daniel R. Marcus
Respondent's Mem. of Points and Authorities in Response to Division of Enforcement's Motion for Summary Disposition Against Respondent Todd Newman; Declaration of J. Nathanson
Reply Memorandum of Law in Further Support of Division of Enforcement's Motion for Summary Disposition Against Respondent Todd Newman; Declaration of Daniel R. Marcus Plus Exhibits
Respondent Todd Newman's Petition for Reconsideration with Memorandum of Points and Authorities in Support of Petition for Reconsideration
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Scheduling Pre- Hearing Conference
Order Following Pre- Hearing Conference
Order Vacating Bar

Documents