Administrative Proceeding File No. 3-15538
Respondents
McCoy, Lawrence Maxwell
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-71922 |
|
Notice That Initial Decision Has Become Final | |
| 569 | Initial Decision | ||
| AP-1212 | Order Taking Official Notice Pursuant to 17 C.F.R. § 201.323 | ||
| AP-1032 | Order Setting Prehearing Schedule | ||
| AP-987 | Order to Show Cause | ||
| AP-972 | Order Postponing Hearing and Scheduling Prehearing Conference | ||
| AP-932 | Order Scheduling Hearing and Designating Presiding Judge | ||
| 34-70571 |
|
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing |