Administrative Proceeding File No. 3-15445

Respondents

Banet, Hausmann-Alain


Release Date	Release Number	Other Release Numbers	Name of Document
March 12, 2014	34-71709	IA-3791	Notice That Initial Decision Has Become Final
Jan. 30, 2014	556		Initial Decision
Oct. 28, 2013	AP-1000		Order Following Prehearing Conference
Sept. 18, 2013	AP-883		Order
Aug. 29, 2013	AP-822		Order Scheduling Hearing and Designating Presiding Judge
Aug. 28, 2013	IA-3657		Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 27, 2013			Verified Answer to Order Instituting Proceedings Pursuant to Sec. 203(f) of the Investment Advisers Act of 1940 and Cross Motion for Disposition
Jan. 30, 2014			Initial Decision
Aug. 28, 2013			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
March 12, 2014			Notice That Initial Decision Has Become Final
Aug. 29, 2013			Order Scheduling Hearing and Designating Presiding Judge
Sept. 18, 2013			Order
Oct. 28, 2013			Order Following Prehearing Conference