Administrative Proceeding File No. 3-15057

Respondents

Siris, Peter


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 12, 2013	34-71068	IA-3736	Opinion of the Commission
Dec. 31, 2012	477		Initial Decision
Sept. 28, 2012	34-67949	IA-3481	ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940 AND NOTICE OF HEARING


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 16, 2012			Division of Enforcement's Motion for Summary Disposition. with Mem. of Law in Support and Declaration of Osman E. Nawaz in Support
Dec. 21, 2012			Division of Enforcement's Reply Mem. ISO Its Motion for Summary Disposition
April 24, 2013			Division of Enforcement's Opposition to Respondent Siris' Brief ISO No Bar
Dec. 31, 2012			Initial Decision
Sept. 28, 2012			ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940 AND NOTICE OF HEARING
Dec. 12, 2013			Opinion of the Commission