Accounting and Auditing Enforcement

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Date Sort descending Respondents
Release No. 34-55030, AAER-2529
Release No. 34-55031, AAER-2530
Release No. LR-19953, AAER-2527
Release No. 34-54994, AAER-2528
Release No. LR-19951, AAER-2526
Release No. 34-54945, AAER-2525
Release No. 34-54940, AAER-2524
Release No. 33-8759, 34-54907, AAER-2523
Release No. 34-54906, AAER-2522
Release No. LR-19935, AAER-2521
Release No. LR-19932, AAER-2520
Release No. LR-19931, AAER-2519
Release No. 34-54830, AAER-2518
Release No. 34-54824, AAER-2517
Release No. 33-8755, 34-54776, AAER-2516
Release No. LR-19912, AAER-2515
Release No. LR-19911, AAER-2514
Release No. 34-54736, AAER-2513
Release No. LR-19904, AAER-2512
Release No. LR-19901, AAER-2511
Release No. 34-54712, AAER-2510
Release No. LR-19898, AAER-2509
Release No. LR-19897, AAER-2508
Release No. 34-54689, AAER-2507
Release No. LR-19895, AAER-2505
Release No. 34-54677, AAER-2506
Release No. LR-19891, AAER-2504
Release No. 34-54668, AAER-2503
Release No. 34-54666, AAER-2501
Release No. 34-54667, AAER-2502
Release No. 34-54665, AAER-2500
Release No. 34-54661, AAER-2499
Release No. LR-19884, AAER-2498
Release No. LR-19878, AAER-2497
Release No. 34-54634, AAER-2496
Release No. LR-19872, AAER-2495
Release No. LR-19871, AAER-2494
Release No. LR-19865, AAER-2492
Release No. 34-54564, AAER-2491
Release No. LR-19853, AAER-2490
Release No. LR-19850, AAER-2487
Release No. 34-54532, AAER-2488
Release No. 34-54534, AAER-2489
Release No. LR-19847, AAER-2484
Release No. LR-19849, AAER-2486
Release No. 33-8745, 34-54525, AAER-2485
Release No. LR-19840, AAER-2483
Release No. LR-19832, AAER-2479
Release No. LR-19835, AAER-2481
Release No. LR-19834, AAER-2480
Release No. 34-54355, AAER-2478
Release No. 34-54345, AAER-2477
Release No. LR-19806, AAER-2475
Release No. LR-19808, AAER-2476
Release No. 34-54303, AAER-2474
Release No. LR-19800, AAER-2473
Release No. LR-19796, AAER-2472
Release No. LR-19786, AAER-2471
Release No. LR-19781, AAER-2469
Release No. 33-8726, 34-54246, IA-2539, AAER-2470
Release No. 34-54234, AAER-2468
Release No. LR-19776, AAER-2467
Release No. LR-19772, AAER-2464
Release No. 34-54207, AAER-2465
Release No. 34-54208, AAER-2466
Release No. 34-54197, AAER-2463
Release No. LR-19766, AAER-2461
Release No. 34-54187, AAER-2462
Release No. 34-54172, AAER-2460
Release No. 34-54128, AAER-2459
Release No. LR-19756, AAER-2458
Release No. LR-19754, AAER-2456
Release No. 34-54099, AAER-2457
Release No. 33-8719, 34-54076, AAER-2455
Release No. 33-8718, 34-54075, AAER-2454
Release No. LR-19746, AAER-2452
Release No. LR-19743, AAER-2450
Release No. 33-8717, 34-54062, AAER-2453
Release No. 33-8715, 34-54057, AAER-2449
Release No. 33-8716, 34-54061, AAER-2451
Release No. LR-19740, AAER-2446
Release No. 34-54048, AAER-2447, AAER-2446
Release No. 34-54049, AAER-2448, AAER-2446
Release No. LR-19735, AAER-2443
Release No. 34-54030, AAER-2444, AAER-2443
Release No. 34-54031, AAER-2445, AAER-2443
Release No. LR-19730, AAER-2442
Release No. LR-19720, AAER-2439
Release No. LR-19721, AAER-2440
Release No. LR-19719, AAER-2438
Release No. 34-53953, AAER-2441
Release No. 34-53944, AAER-2437
Release No. 34-53936, AAER-2436
Release No. 34-53929, AAER-2435
Release No. 34-53882, AAER-2434
Release No. LR-19710, AAER-2433
Release No. 34-53830, AAER-2432
Release No. 34-53820, AAER-2430
Release No. 34-53821, AAER-2431
Release No. LR-19699, AAER-2429