Selected Releases and Information Concerning Changes in the Section 31 Fee Rate

• Fee Rate Advisory #3 for Fiscal Year 2014 (February 12, 2014)
  Note: See Recent Fee Rate Advisories for archive advisory notices
   
• Collection Practices under Section 31 of the Exchange Act: Release 34-49928 (June 2004)
   
• General Guidance for Firms
   
• Additional materials relating to Section 31

If you have questions for the Division of Trading and Markets, please call our hotline at 202-551-5777 or email tradingandmarkets@sec.gov.