Other
Selected Releases and Information Concerning Changes in the Section 31 Fee Rate
Oct. 12, 2017
- Fee Rate Advisory #2 for Fiscal Year 2019 (March 12, 2019)
- Collection Practices under Section 31 of the Exchange Act: Release 34-49928 (June 2004)
- General Guidance for Firms
- Additional materials relating to Section 31
If you have questions for the Division of Trading and Markets, please call our hotline at 202-551-5777 or email tradingandmarkets@sec.gov.