Accounting and Auditing Enforcement

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Date Sort descending Respondents
Release No. LR-20231, AAER-2665
Release No. LR-20227, AAER-2664
Release No. LR-20225, AAER-2663
Release No. LR-20221, AAER-2662
Release No. LR-20219, AAER-2661
Release No. 33-8827, 34-56170, AAER-2660
Release No. LR-20217, AAER-2659
Release No. LR-20212, AAER-2654
Release No. LR-20214, AAER-2657
Release No. 34-56137, AAER-2656
Release No. 34-56138, AAER-2658, AAER-2657
Release No. 34-56136, AAER-2655
Release No. LR-20206, AAER-2652
Release No. LR-20210, AAER-2653
Release No. LR-20204, AAER-2650
See Also: Fresia
Release No. 34-56123, AAER-2651
Release No. LR-20202, AAER-2649
Release No. 34-56104, AAER-2647
Release No. 34-56105, AAER-2648
Release No. LR-20197, AAER-2641
Release No. LR-20199, AAER-2642
Release No. 33-8826, 34-56089, AAER-2643, AAER-2642
Release No. 34-56097, AAER-2646
Release No. 34-56084, AAER-2639
Release No. 33-8825, 34-56082, AAER-2644, AAER-2641
Release No. 34-56087, AAER-2640
Release No. 34-56083, AAER-2645, AAER-2641
Release No. 34-56079, AAER-2637
Release No. 34-56080, AAER-2638
Release No. 34-56078, AAER-2636
Release No. 34-56066, AAER-2634
Release No. 34-56074, AAER-2635
Release No. LR-20193, AAER-2633
Release No. LR-20185, AAER-2632
Release No. LR-20177, AAER-2630
Release No. LR-20178, AAER-2631
Release No. LR-20173, AAER-2625
Release No. LR-20176, AAER-2629
Release No. 34-55996, AAER-2628
Release No. 33-8815, 34-55982, AAER-2626
Release No. 34-55987, AAER-2627
Release No. LR-20166, AAER-2624
Release No. 34-55954, AAER-2623
Release No. LR-20164, AAER-2622
Release No. LR-20163, AAER-2621
Release No. LR-20159, AAER-2619
Release No. 34-55931, AAER-2618
Release No. 34-55933, AAER-2620
Release No. LR-20156, AAER-2617
Release No. 34-55887, AAER-2615
Release No. 34-55858, AAER-2616
Release No. LR-20138, AAER-2614
Release No. 34-55842, AAER-2613
Release No. LR-20125, AAER-2611
Release No. LR-20126, AAER-2612
Release No. LR-20124, AAER-2610
Release No. LR-20114, AAER-2609
Release No. LR-20110, AAER-2608
Release No. 34-55725, AAER-2607
Release No. LR-20104, AAER-2606
Release No. LR-20100, AAER-2604
Release No. 34-55696, AAER-2605, AAER-2604
Release No. LR-20096, AAER-2603
Release No. LR-20094, AAER-2602
Release No. LR-20091, AAER-2601
Release No. LR-20089, AAER-2600
Release No. LR-20084, AAER-2599
Release No. LR-20083, AAER-2598
Release No. LR-20082, AAER-2597
Release No. 34-55623, AAER-2596
Release No. 34-55622, AAER-2595
Release No. 34-55603, AAER-2594
Release No. 34-55587, AAER-2593
Release No. LR-20068, AAER-2592
Release No. LR-20067, AAER-2591
Release No. LR-20064, AAER-2589
Release No. 34-55568, AAER-2590
Release No. LR-20059, AAER-2586
Release No. 34-55554, AAER-2587
Release No. 34-55556, AAER-2588
Release No. LR-20058, AAER-2584
Release No. 34-55551, AAER-2585
Release No. LR-20056, AAER-2583
Release No. LR-20055, AAER-2581
Release No. 34-55523, AAER-2580
Release No. LR-20043, AAER-2582
Release No. LR-20041, AAER-2577
Release No. 33-8790, 34-55476, AAER-2578
Release No. LR-20036, AAER-2576
Release No. 34-55432, AAER-2574
Release No. 34-55434, AAER-2575
Release No. 34-55416, AAER-2573
Release No. LR-20029, AAER-2572
Release No. 34-55383, AAER-2569
Release No. 34-55384, AAER-2570
Release No. LR-20025, AAER-2568
Release No. LR-20020, AAER-2567
Release No. 34-55359, AAER-2566
Release No. LR-20019, AAER-2565
Release No. LR-20008, AAER-2562