Form 13F Data Sets

Form 13F was adopted pursuant to statutory directive designed to increase the public availability of information regarding the securities holdings of larger institutional investors. The Form 13F data sets are extracted from the eXtensible Markup Language (XML) based portion of Form 13F submissions in EDGAR. The data is presented without change from the “as-filed” submissions and in a flattened format to provide the public with readily available Form 13F data.

The data sets will be updated quarterly. Data contained in documents filed after 5:30PM Eastern on the last business day of a quarter will be included in the subsequent quarterly posting.

13F Data Sets (PDF) provides documentation of scope, organization, file formats and table definitions.

Find out more about Form 13F.

DISCLAIMER: The Form 13F data sets contain information derived exclusively from structured data filed with the Commission by individual filers as well as Commission-generated filing identifiers. Because the data is derived from information provided by individual filers, we cannot guarantee the accuracy of the data sets. In addition, it is possible inaccuracies or other errors were introduced into the data during the process of extracting the data and compiling. Finally, the data does not reflect all available information, including certain metadata associated with Commission filings. The data is intended to assist the public in analyzing data contained in Commission filings; however, it is not a substitute for such filings. Investors should review the full Commission filings before making any investment decision.

Notes:

• On March 12, 2024, all the 13F data sets were refreshed to be in the same file format as the 2023 13F data sets which had incorporated the changes from EDGAR Release 22.4.1. The data refresh also included processing fixes for some missing information table records and certain filing manager address state/country codes.
• Effective March 2024, the quarterly data sets will be run for the prior three months following the end of the months: February, May, August, November. Publication is intended to follow closely after the 13F due dates.

• On January 9, 2024, the 2023 13F data sets were updated to include the changes from EDGAR Release 22.4.1. For additional information, please see the 13F XML Technical Specification available here: https://www.sec.gov/edgar/filer/technical-specifications.