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Updated Order Routing and Handling Data Schema and Report Renderer for Broker-Dealers Available for Use

Dec. 9, 2019

The Commission adopted requirements that broker-dealers use a Commission schema and associated PDF renderer to provide customers with data on retail and institutional order routing and handling, and provide the public with aggregate data on order routing and handling. See The Order Routing and Handling Data schema and report renderer for broker-dealers and the corresponding technical specification have been updated and are available at: For any technical questions, please contact and include “Order Routing and Handling Data Schema” in the subject header.

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