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Comments on OCC Rulemaking

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options

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Date Sort descending	Letter Type	Commenter Name
March 2, 2012	Public Comment	James E. Brown, Executive Vice President and General Counsel, Options Clearing Corporation
Feb. 22, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 22, 2012, meeting with representatives of FINRA
Feb. 7, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 7, 2012, meeting with representatives of FINRA
Feb. 1, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 1, 2012, meeting with a representative of J.P. Morgan
Feb. 1, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 1, 2012, meeting with representatives of FINRA
Jan. 31, 2012	Public Comment	Gary L. Goldsholle, Vice President and Associate General Counsel, Regulatory Group, Financial Industry Regulatory Authority, Inc.
Jan. 30, 2012	Public Comment	Alessandro Cocco, Managing Director, J.P. Morgan
Jan. 30, 2012	Public Comment	Miller Blew, President, Safe Haven Advisors, LLC, Weston, Massachusetts

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-OCC-2011-19

Release Number

34-66090

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