Comments on NYSE Rulemaking
Notice of Filing of Proposed Rule Change to Amend Its Rules to Add New Rule 7.19 (Pre-Trade Risk Controls)
[Release No. 34-87715; File No. SR-NYSE-2019-68]
(Click here for meetings with SEC officials)
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Jan. 7, 2020 | Tom Barrett, Managing Director, Goldman Sachs & Co. LLC |
Jan. 7, 2020 | Murray Pozmanter, Managing Director, Head of Clearing Agency Service, DTCC |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Feb. 19, 2020 | Memorandum from the Office of Market Supervision, Division of Trading and Markets, regarding a February 19, 2020, meeting with representatives of Goldman Sachs |