Comments on NYSE Rulemaking

Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual to Exempt Early Stage Companies From Having to Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities In Which A Related Party Has A Substantial Interest

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Date Received
Date Letter Type Commenter Name
Public Comment Martha Redding, Senior Counsel, Assistant Secretary, New York Stock Exchange
Public Comment Clare F. Saperstein, Associate General Counsel, New York Stock Exchange
Meeting with SEC Officials Memorandum regarding Recommendation of the Investor Advocate
Public Comment Suzanne Shatto, Mountlake Terrace, Washington
Public Comment Clare F. Saperstein, Associate General Counsel, New York Stock Exchange

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2015-02
Release Number
34-75599
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