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Comments on NYSE Rulemaking

Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual to Exempt Early Stage Companies From Having to Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities In Which A Related Party Has A Substantial Interest

[Release No. 34-75599; File No. SR-NYSE-2015-02]


Dec. 14, 2015 Martha Redding, Senior Counsel, Assistant Secretary, New York Stock Exchange
Nov. 12, 2015 Clare F. Saperstein, Associate General Counsel, New York Stock Exchange
Oct. 16, 2015 Suzanne Shatto, Mountlake Terrace, Washington
Oct. 16, 2015 Memorandum regarding Recommendation of the Investor Advocate
Aug. 31, 2015 Clare F. Saperstein, Associate General Counsel, New York Stock Exchange

 

 

 

 

 

http://www.sec.gov/comments/sr-nyse-2015-02/nyse201502.shtml

Modified: 12/16/2015