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Comments on NYSE Rulemaking
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual to Exempt Early Stage Companies From Having to Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities In Which A Related Party Has A Substantial Interest
[Release No. 34-75599; File No. SR-NYSE-2015-02]
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Dec. 14, 2015 | Martha Redding, Senior Counsel, Assistant Secretary, New York Stock Exchange |
Nov. 12, 2015 | Clare F. Saperstein, Associate General Counsel, New York Stock Exchange |
Oct. 16, 2015 | Suzanne Shatto, Mountlake Terrace, Washington |
Oct. 16, 2015 | Memorandum regarding Recommendation of the Investor Advocate |
Aug. 31, 2015 | Clare F. Saperstein, Associate General Counsel, New York Stock Exchange |
http://www.sec.gov/comments/sr-nyse-2015-02/nyse201502.shtml
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