Comments on NSCC Rulemaking

Notice of Filing of Advance Notice to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures

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Date Received
Date Letter Type Commenter Name
Public Comment Julian Rainero, Bracewell & Giuliani LLP, on behalf of ConvergEx Execution Solutions LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 20, 2013, meeting with representatives of Lek Securities Corporation
Public Comment Murray C. Pozmanter, Managing Director, National Securities Clearing Corporation
Public Comment Samuel F. Lek, Chief Executive Officer, Lek Securities Corporation, New York, New York
Public Comment Murray C. Pozmanter, Managing Director, National Securities Clearing Corporation
Public Comment Samuel F. Lek, Chief Executive Officer, Lek Securities Corporation, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NSCC-2012-810
Release Number
34-68621
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