Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA under the Exchanges Authority and Supervision

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Date Received
Date Letter Type Commenter Name
Public Comment Erik Wittman, Senior Associate General Counsel, Nasdaq

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2020-007
Release Number
34-88209
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