Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Amend Rule 4121(b)

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a meeting with representatives of the Financial Industry Regulatory Authority, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2020-003
Release Number
34-88004
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