Comments on NASDAQ Rulemaking

Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Listing and Trading of Exchange-Traded Managed Fund Shares
Notice of Proposed Rule Change Relating to Listing and Trading of Exchange-Traded Managed Fund Shares

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Date Received
Date Letter Type Release Number Commenter Name
Meeting with SEC Officials 34-72350 Memorandum from the Office of Commissioner Kara Stein regarding an October 31, 2014, telephone call with Nick Dunbar
Public Comment 34-72350 Thomas E. Faust, Jr., Chairman and Chief Executive Officer, Eaton Vance Corp., Boston, Massachusetts
Public Comment 34-72350 Daniel J. McCabe, Chief Executive Officer, Precidian Investments LLC
Public Comment 34-72350 Jonathan Cayne, Sr. Associate General Counsel, NASDAQ OMX LLC, Rockville, Maryland
Public Comment 34-72350 Thomas E. Faust Jr., Chairman & Chief Executive Officer, Eaton Vance Corp.
Public Comment 34-71657 Avi Nachmany, Co-Founder, Director of Research, E.V.P., Strategic Insight, New York NY, New York
Public Comment 34-71657 Eric W. Noll, President and Chief Executive Officer, ConvergEx Group, LLC
Public Comment 34-71657 Robert S. Tull, Jr., Consultant to Financial Service companies and governments, Levittown, Pennsylvania
Public Comment 34-71657 Christopher L. Davis, President, Money Management Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2014-020
Release Number
34-72350
34-71657
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