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Comments on NASDAQ Rulemaking

Notice of Proposed Rule Change Relating to Listing and Trading of Exchange-Traded Managed Fund Shares

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Date Sort descending	Letter Type	Release Number	Commenter Name
Oct. 31, 2014	Meeting with SEC Officials	34-72350	Memorandum from the Office of Commissioner Kara Stein regarding an October 31, 2014, telephone call with Nick Dunbar
Oct. 31, 2014	Public Comment	34-72350	Thomas E. Faust, Jr., Chairman and Chief Executive Officer, Eaton Vance Corp., Boston, Massachusetts
Oct. 30, 2014	Public Comment	34-72350	Daniel J. McCabe, Chief Executive Officer, Precidian Investments LLC
Sept. 12, 2014	Public Comment	34-72350	Jonathan Cayne, Sr. Associate General Counsel, NASDAQ OMX LLC, Rockville, Maryland
July 3, 2014	Public Comment	34-72350	Thomas E. Faust Jr., Chairman & Chief Executive Officer, Eaton Vance Corp.
April 1, 2014	Public Comment	34-71657	Avi Nachmany, Co-Founder, Director of Research, E.V.P., Strategic Insight, New York NY, New York
April 1, 2014	Public Comment	34-71657	Eric W. Noll, President and Chief Executive Officer, ConvergEx Group, LLC
March 31, 2014	Public Comment	34-71657	Robert S. Tull, Jr., Consultant to Financial Service companies and governments, Levittown, Pennsylvania
March 27, 2014	Public Comment	34-71657	Christopher L. Davis, President, Money Management Institute

File Number

SR-NASDAQ-2014-020

Release Number

34-72350

34-71657

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