Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Comments on NASDAQ Rulemaking

Notice of Proposed Rule Change Relating to Listing and Trading of Exchange-Traded Managed Fund Shares

Filter comments


Date Sort descending	Letter Type	Release Number	Commenter Name
Oct. 31, 2014	Meeting with SEC Officials	34-72350	Memorandum from the Office of Commissioner Kara Stein regarding an October 31, 2014, telephone call with Nick Dunbar
Oct. 31, 2014	Public Comment	34-72350	Thomas E. Faust, Jr., Chairman and Chief Executive Officer, Eaton Vance Corp., Boston, Massachusetts
Oct. 30, 2014	Public Comment	34-72350	Daniel J. McCabe, Chief Executive Officer, Precidian Investments LLC
Sept. 12, 2014	Public Comment	34-72350	Jonathan Cayne, Sr. Associate General Counsel, NASDAQ OMX LLC, Rockville, Maryland
July 3, 2014	Public Comment	34-72350	Thomas E. Faust Jr., Chairman & Chief Executive Officer, Eaton Vance Corp.
April 1, 2014	Public Comment	34-71657	Avi Nachmany, Co-Founder, Director of Research, E.V.P., Strategic Insight, New York NY, New York
April 1, 2014	Public Comment	34-71657	Eric W. Noll, President and Chief Executive Officer, ConvergEx Group, LLC
March 31, 2014	Public Comment	34-71657	Robert S. Tull, Jr., Consultant to Financial Service companies and governments, Levittown, Pennsylvania
March 27, 2014	Public Comment	34-71657	Christopher L. Davis, President, Money Management Institute

Last Reviewed or Updated: Jan. 8, 2026

File Number

SR-NASDAQ-2014-020

Release Number

34-72350

34-71657

How to submit comments