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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Changes to Amend NYSE Rules 472 and 344, and NASD Rules 1050 and 2711 Relating to Research Analyst Conflicts of Interest

(Release No. 34-55072; File No. SR-NASD-2006-113)

Mar. 9, 2007 Jonathan D. Perlow, Software Engineer, San Francisco, California
Mar. 5, 2007 Ari Burstein, Senior Counsel, Investment Company Institute
Mar. 5, 2007 J. Eric Anderson, Canaccord Adams Inc.; E. Michael Serbanos, Raymond James & Associates, Inc.; and Chris Walmsley, RBC Capital Markets Corporation
Mar. 5, 2007 Jack Hollander, Chairman of the Board of Trustees, Investment Program Association
Mar. 5, 2007 Kurt Schacht, Managing Director, and James C. Allen, Senior Policy Analyst, CFA Centre for Financial Market Integrity
Mar. 5, 2007 Michael D. Udoff, Vice President and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA)
Mar. 2, 2007 Yoon-Young Lee, WilmerHale, Washington, D.C.
Mar. 1, 2007 Donald S. Weiss, Esquire, Bell, Boyd & Lloyd LLP, Chicago, Illinois
Feb. 28, 2007 David A. Hebner, Manager, Business Support Group, Wachovia Securities, LLC
Feb. 27, 2007 Kenneth P. Lisiak, Ph.D., Technology Director, Analog Devices, Andover, Massachusetts
Feb. 25, 2007 Steven P. Tengood, individual investor, Philadelphia, Pennsylvania
Feb. 24, 2007 Jonathan Krohn, MD, Chicago, Illinois
Feb. 24, 2007 Richard Whitworth, Chairman, CEO, MorSystems, Carmel, California
Feb. 24, 2007 James J. Pope, Project manager, telecommunications industry, Brookline, New Hampshire
Feb. 24, 2007 Gary Harpst, CEO, Six Disciplines Corporation
Feb. 24, 2007 Alfonso Vivero, Missouri City, Texas
Feb. 24, 2007 Marc L. Larose, CFP, Hearst, Canada
Feb. 24, 2007 Richard E. Mcclure, Sunbright, Tennessee
Feb. 24, 2007 Francis M. Weld, M.D., Assoc. Prof. Clin. Medicine, Columbia University, New York, New York
Feb. 24, 2007 Dushan Lipensky, Common invester, Wheaton, Illinois
Feb. 24, 2007 Ray Lopez
Feb. 23, 2007 Elliott R. Curzon, Partner, Dechert LLP, Washington, District of Columbia

Modified: 03/12/2007