Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to NYSE Rule 472 and NASD Rule 2711

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Date Sort descending	Letter Type	Commenter Name
Nov. 29, 2006	Public Comment	Philip Shaikun, Associate Vice President and Associate General Counsel, NASD and Mary C. Yeager, Assistant Corporate Secretary, NYSE, Washington, District of Columbia
Nov. 17, 2006	Public Comment	Charles Comer, Port Washington, New York
Nov. 14, 2006	Public Comment	Michael D. Udoff, Vice President and Associate General Counsel, Securities Industry and Financial Markets Association
Nov. 1, 2006	Public Comment	Lee A. Pickard and William D. Edick, Picard and Djinis LLP, on behalf of the Alliance in Support of Independent Research

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2006-112

Release Number

34-54616