Comments on NASD Rulemaking

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Establish a Two-Year Pilot Program Exempting from TRACE Reporting Transactions in Bonds Traded on a Facility of NYSE

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Date Received
Date Letter Type Commenter Name
Public Comment Ron Klein, Chairman, CEO, General Associates, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2006-110
Release Number
34-54768
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