Comments on MSRB Rulemaking

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a February 1, 2024 meeting with representatives of the Government Finance Officers Association (GFOA)
Public Comment Ernesto A. Lanza, Chief Regulatory and Policy Officer, Municipal Securities Rulemaking Board
Public Comment Bond Dealers of America and the Securities Industry and Financial Markets Association
Public Comment Jessica Giroux, General Counsel and Head of Fixed Income Policy, American Securities Association; Michael Decker, Senior Vice President for Research and Public Policy, Bond Dealers of America; Susan Gaffney, Executive Director, National Association of Municipal Advisors; and Leslie Norwood, Managing Director, Associate General Counsel, and Head of Municipal Securities, Securities and Financial Markets Association
Public Comment Leslie M. Norwood, Managing Director, Associate General Counsel, SIFMA
Public Comment Michael Decker, Senoir Vice President, Research and Public Policy, Bond Dealers of America
Public Comment Susan Gaffney, Executive Director, National Association of Municipal Advisors
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a December 11, 2023 meeting with representatives of the of American Securities Association (ASA), Bond Dealers of America (BDA), National Association of Municipal Advisors (NAMA), and Securities Industry and Financial Markets Association (SIFMA)

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2023-06
Release Number
34-99096
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