|
![](/images/pixel.gif) |
Comments on MSRB Rulemaking
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-12, on Registration, and MSRB Rule A-13, on Underwriting and Transaction Assessments for Brokers, Dealers and Municipal Securities Dealers
[Release No. 34-75751; File No. SR-MSRB-2015-08]
|
Sep. 30, 2015 | Gail Marshall, Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
Sep. 18, 2015 | Terri Heaton, National Association of Municipal Advisors, Minneapolis, Minnesota |
Sep. 17, 2015 | Michael Decker, Managing Director, SIFMA, Washington, District of Columbia |
Aug. 18, 2015 | Sheldon Grodsky, President, Grodsky Associates |
http://www.sec.gov/comments/sr-msrb-2015-08/msrb201508.shtml
|