Comments on MSRB Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-12, on Registration, and MSRB Rule A-13, on Underwriting and Transaction Assessments for Brokers, Dealers and Municipal Securities Dealers

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Date Received
Date Letter Type Commenter Name
Public Comment Gail Marshall, Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Terri Heaton, National Association of Municipal Advisors, Minneapolis, Minnesota
Public Comment Michael Decker, Managing Director, SIFMA, Washington, District of Columbia
Public Comment Sheldon Grodsky, President, Grodsky Associates

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2015-08
Release Number
34-75751
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