Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting)

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 9, 2025 meeting with representatives of Bond Dealers of America ("BDA")
Public Comment Tyler Gellasch, President and CEO, Healthy Markets Association
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment Kenneth E. Bentsen Jr., President and CEO, SIFMA and SIFMA Asset Management Group
Public Comment Michael Decker, Senior Vice President, Research and Public Policy, Bond Dealers of America
Public Comment Stephen Sikes, Chief Executive Officer, Open to the Public Investing, Inc.
Public Comment Christopher A. Iacovella, President & Chief Executive Officer, American Securities Association
Public Comment Gerard O'Reilly, Co-CEO and Co-Chief Investment Officer, and David A. Plecha, Global Head of Fixed Income, Dimensional Fund Advisors LP

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2025-008
Release Number
34-103270
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