Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Adopt FINRA Rules 12808 and 13808 (Accelerated Processing) to Accelerate the Processing of Arbitration Proceedings for Parties Who Qualify Based on Their Age or Health Condition

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Date Received
Date Letter Type Commenter Name
Public Comment St. Vincent De Paul Legal Program, Inc., Securities Arbitration Clinic, St. John's University School of Law, Jaclyn Rommeney, Legal Intern, Securities Arbitration Clinic, St. John's University School of Law, Chris O'Connor, Legal Intern, Securities Arbitration Clinic, St. John's University School of Law, Joseph Alfonzetti, Legal Intern, Securities Arbitration Clinic, St. John's University School of Law, Professor Elissa Germaine, Esq., Supervising Attorney, Securities Arbitration Clinic, St. John's University School of Law and Professor Christine Lazaro, Esq., Supervising Attorney, Securities Arbitration Clinic, St. John's University School of Law
Public Comment Kristine Vo, Assistant General Counsel, Office of General Counsel, FINRA
Public Comment Steven B. Caruso
Public Comment Adam Gana, President, Public Investors Advocate Bar Association, Public Investors Advocate Bar Association
Public Comment Alice L. Stewart, Associate Professor of Law, Legal Clinics, Director of Legal Clinics, University of Pittsburgh, Rachael T. Shaw, Staff Attorney/Adjunct Professor Law, University of Pittsburgh, Minu Nagashunmugam, '25, Certified Student Attorney, Securities Arbitration Clinic, University of Pittsburgh, Danny O'Byrne, '25, Certified Student Attorney, Securities Arbitration Clinic, University of Pittsburgh
Public Comment David T. Bellaire, Executive Vice President & General Counsel, Financial Services Institute
Public Comment St. Vincent De Paul Legal Program, Inc., Securities Arbitration Clinic, St. John's University School of Law, Jaclyn Rommeney, Legal Intern, Securities Arbitration Clinic, St. John's University School of Law, Chris O'Connor, Legal Intern, Securities Arbitration Clinic, St. John's University School of Law, Joseph Alfonzetti, Legal Intern, Securities Arbitration Clinic, St. John's University School of Law, Professor Elissa Germaine, Esq., Supervising Attorney, Securities Arbitration Clinic, St. John's University School of Law and Professor Christine Lazaro, Esq., Supervising Attorney, Securities Arbitration Clinic, St. John's University School of Law
Public Comment Seth A. Miller, General Counsel, President, Advocacy & Administration, Cambridge Investment Research, Inc.
Public Comment Daniel H. Kolber, CEO/General Counsel Intellivest Securities, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2024-021
Release Number
34-101957
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