Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of
a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Adopt FINRA Rules
12808 and 13808 (Accelerated Processing) to Accelerate the Processing of Arbitration
Proceedings for Parties Who Qualify Based on Their Age or Health Condition
[Release No. 34-101957; File No. SR-FINRA-2024-021]
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| Apr. 8, 2025 | St. Vincent De Paul Legal Program, Inc., Securities Arbitration Clinic, St. John’s University School of Law, Jaclyn Rommeney, Legal Intern, Securities Arbitration Clinic, St. John’s University School of Law, Chris O’Connor, Legal Intern, Securities Arbitration Clinic, St. John’s University School of Law, Joseph Alfonzetti, Legal Intern, Securities Arbitration Clinic, St. John’s University School of Law, Professor Elissa Germaine, Esq., Supervising Attorney, Securities Arbitration Clinic, St. John’s University School of Law and Professor Christine Lazaro, Esq., Supervising Attorney, Securities Arbitration Clinic, St. John’s University School of Law |
| Mar. 12, 2025 | Kristine Vo, Assistant General Counsel, Office of General Counsel, FINRA |
| Jan. 18, 2025 | Steven B. Caruso |
| Jan. 16, 2025 | St. Vincent De Paul Legal Program, Inc., Securities Arbitration Clinic, St. John’s University School of Law, Jaclyn Rommeney, Legal Intern, Securities Arbitration Clinic, St. John’s University School of Law, Chris O’Connor, Legal Intern, Securities Arbitration Clinic, St. John’s University School of Law, Joseph Alfonzetti, Legal Intern, Securities Arbitration Clinic, St. John’s University School of Law, Professor Elissa Germaine, Esq., Supervising Attorney, Securities Arbitration Clinic, St. John’s University School of Law and Professor Christine Lazaro, Esq., Supervising Attorney, Securities Arbitration Clinic, St. John’s University School of Law |
| Jan. 16, 2025 | David T. Bellaire, Executive Vice President & General Counsel, Financial Services Institute |
| Jan. 16, 2025 | Alice L. Stewart, Associate Professor of Law, Legal Clinics, Director of Legal Clinics, University of Pittsburgh, Rachael T. Shaw, Staff Attorney/Adjunct Professor Law, University of Pittsburgh, Minu Nagashunmugam, '25, Certified Student Attorney, Securities Arbitration Clinic, University of Pittsburgh, Danny O'Byrne, '25, Certified Student Attorney, Securities Arbitration Clinic, University of Pittsburgh |
| Jan. 16, 2025 | Adam Gana, President, Public Investors Advocate Bar Association, Public Investors Advocate Bar Association |
| Jan. 15, 2025 | Seth A. Miller, General Counsel, President, Advocacy & Administration, Cambridge Investment Research, Inc. |
| Jan. 3, 2025 | Daniel H. Kolber, CEO/General Counsel Intellivest Securities, Inc. |
