Comments on FINRA Ruemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting) to Reduce the 15-Minute TRACE Reporting Timeframe to One Minute

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Date Received
Date Letter Type Commenter Name
Public Comment Tyler Gellasch, President and CEO, Healthy Markets Association
Public Comment Christopher A. Iacovella, President & Chief Executive Officer, American Securities Association
Public Comment Kenneth Bentsen Jr., President and CEO, SIFMA
Public Comment Melissa P. Hoots, CEO/COO, Falcon Square Capital, LLC
Public Comment Michael Decker, Senior Vice President, Research and Public Policy, Bond Dealers of America
Public Comment Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel
Public Comment Danta Goines
Public Comment Demetri Goines
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 25, 2024 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 25, 2024 meeting with representatives of Citadel
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 25, 2024 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a July 25, 2024 meeting with Citadel
Public Comment Racquel Russell, Senior Vice President, Director of Capital Markets Policy, FINRA
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a June 4, 2024, meeting with SIFMA Municipal Securities Committee
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 3, 2024 meeting with representatives of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a June 3, 2024, meeting with respresnetatives of the Securities Industry and Financial Markets Association
Public Comment Christopher A. Iacovella, President and Chief Executive Officer, American Securities Association
Public Comment Frank Fairman, Managing Director, Piper Sandler & Co.
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Public Comment Kenneth E. Bentsen, Jr., President and CEO, SIFMA
Public Comment Mark D. Griffin, SVP & Risk Control Manager, FHN Financial
Public Comment Michael Decker, Senior Vice President, Bond Dealers of America
Public Comment Richard G. Wallace, Senior Vice President and Associate General Counsel, LPL Financial LLC
Public Comment Dylan Parker, CEO, Moment Markets LLC
Public Comment Ursula Baerlein, Truck Driver
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 21, 2024, meeting with representatives of the Bond Dealers of America
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Public Comment Christopher A. Iacovella, President & Chief Executive Officer, American Securities Association
Public Comment Gerard O'Reilly, Co-Chief Executive Officer and Co-Chief Investment Officer, Dimensional Fund Advisors LP and David A. Plecha, Global Head of Fixed Income, Dimensional Fund Advisors L.P.
Public Comment Howard Meyerson, Managing Director, Financial Information Forum

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2024-004
Release Number
34-99404
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