Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) to Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings
[Release No. 34-95494; File No. SR-FINRA-2022-025]
Oct. 12, 2022 | Anonymous |
Sep. 8, 2022 | Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA |
Sep. 8, 2022 | Michael Decker, Senior Vice President for Public Policy, Bond Dealers of America |