Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt a Supplemental Liquidity Schedule, and Instructions Thereto, Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)

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Date Received
Date Letter Type Commenter Name
Public Comment Adam Arkel, Associate General Counsel, FINRA
Public Comment Kevin Zambrowicz, Managing Director & Associate General Counsel, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2021-009
Release Number
34-91876
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