Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Adopt a Supplemental Liquidity Schedule, and Instructions Thereto, Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)
[Release No. 34-91876; File No. SR-FINRA-2021-009]
Submitted Comments |
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| Jul. 7, 2021 | Adam Arkel, Associate General Counsel, FINRA |
| Jun. 8, 2021 | Kevin Zambrowicz, Managing Director & Associate General Counsel, SIFMA |