Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to Security-Based Swaps

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Anonymous
Public Comment Blake Daniels
Public Comment Eileen Loh, Individual Investor
Public Comment Tristan Kifer
Public Comment Robert McNamee, Associate General Counsel, Office of General Counsel - FINRA
Public Comment Matt Cohen, Chief Executive Officer; Richard C. Chase, Chief Compliance Officer, Provable Markets LLC
Public Comment Kyle L Brandon, Managing Director, Head of Derivatives Policy, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2021-008
Release Number
34-91789
Related Materials
How to submit comments