Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Delete the Rules Related to the OTC Bulletin Board Service

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Date Received
Date Letter Type Commenter Name
Public Comment Racquel L. Russell, Associate General Counsel, Financial Industry Regulatory Authority, Inc.
Public Comment Racquel L. Russell, Associate General Counsel, Financial Industry Regulatory Authority, Inc.
Public Comment Racquel L. Russell, Associate General Counsel, Financial Industry Regulatory Authority, Inc.
Public Comment Cass Sanford, Associate General Counsel, OTC Markets Group Inc.
Public Comment Racquel L. Russell, Associate General Counsel, FINRA
Public Comment Sherry J. Sandler, Global OTC
Public Comment Christopher Bok, Chief Compliance Officer, OTC Link, LLC
Public Comment Kimberly Unger, The Security Traders Association of New York, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2020-031
Release Number
34-90067
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