Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Delete the Rules Related to the OTC Bulletin Board Service

[Release No. 34-90067; File No. SR-FINRA-2020-031]

Submitted Comments
Jun. 1, 2021 Racquel L. Russell, Associate General Counsel, Financial Industry Regulatory Authority, Inc.
May 26, 2021 Racquel L. Russell, Associate General Counsel, Financial Industry Regulatory Authority, Inc.
Feb. 12, 2021 Racquel L. Russell, Associate General Counsel, Financial Industry Regulatory Authority, Inc.
Jan. 27, 2021 Cass Sanford, Associate General Counsel, OTC Markets Group Inc.
Nov. 20, 2020 Racquel L. Russell, Associate General Counsel, FINRA
Nov. 9, 2020 Sherry J. Sandler, Global OTC
Oct. 28, 2020 Kimberly Unger, The Security Traders Association of New York, Inc.
Oct. 28, 2020 Christopher Bok, Chief Compliance Officer, OTC Link, LLC