Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 3241 (Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer)

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Date Received
Date Letter Type Commenter Name
Public Comment Jeanette Wingler, Associate General Counsel, FINRA
Public Comment Samuel B. Edwards, President, Public Investors Advocate Bar Association
Public Comment Christopher Gerold, NASAA President, Chief, New Jersey Bureau of Securities
Public Comment Lisa Bleier, Managing Director, SIMFA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2020-020
Release Number
34-89218
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