Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 3241 (Registered Person Being Named a Customer’s Beneficiary or Holding a Position of Trust for a Customer)
[Release No. 34-89218; File No. SR-FINRA-2020-020]
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| Oct. 6, 2020 | Jeanette Wingler, Associate General Counsel, FINRA |
| Jul. 31, 2020 | Samuel B. Edwards, President, Public Investors Advocate Bar Association |
| Jul. 30, 2020 | Christopher Gerold, NASAA President, Chief, New Jersey Bureau of Securities |
| Jul. 30, 2020 | Lisa Bleier,
Managing Director, SIMFA |
