Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to the Reporting of U.S. Treasury Securities to the Trade Reporting and Compliance Engine

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Date Received
Date Letter Type Commenter Name
Public Comment Brant Brown, Associate General Counsel, FINRA
Public Comment Brant Brown, Associate General Counsel, FINRA
Public Comment Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois
Public Comment David W. Blass, General Counsel, ICI, Washington, District of Columbia
Public Comment Douglas Friedman, General Counsel, Tradeweb Markets LLC, New York, New York
Public Comment John A. McCarthy, General Counsel, KCG Holdings, Inc.
Public Comment John Shay, Senior Vice President, Virtu Financial, Inc.
Public Comment Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters
Public Comment Marc R. Bryant, Senior Vice President, Deputy General Counsel, Fidelity Management Research Company
Public Comment Mary Lou Von Kaenel, Managing Director, Financial Information Forum
Public Comment Michael Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia
Public Comment Robert Toomey, Esq., Managing Director and Associate General Counsel, and Timothy W. Cameron, Esq., Head, Asset Management Group, SIFMA, New York, New York
Public Comment Shane O'Cuinn, Managing Director, Credit Suisse/Global Markets
Public Comment Jane Carson, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2016-027
Release Number
34-78359
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