|
|
 |
Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change Relating to the Reporting of U.S. Treasury Securities to the Trade Reporting and Compliance Engine
(Release No. 34-78359; File No. SR-FINRA-2016-027)
|
| Sep. 23, 2016 | Brant Brown, Associate General Counsel, FINRA |
| Sep. 23, 2016 | Brant Brown, Associate General Counsel, FINRA |
| Aug. 15, 2016 | John Shay, Senior Vice President, Virtu Financial, Inc. |
| Aug. 15, 2016 | Shane O'Cuinn, Managing Director, Credit Suisse/Global Markets |
| Aug. 15, 2016 | Michael Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia |
| Aug. 15, 2016 | John A. McCarthy, General Counsel, KCG Holdings, Inc. |
| Aug. 15, 2016 | Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters |
| Aug. 15, 2016 | Marc R. Bryant, Senior Vice President, Deputy General Counsel, Fidelity Management Research Company |
| Aug. 15, 2016 | Mary Lou Von Kaenel, Managing Director, Financial Information Forum |
| Aug. 15, 2016 | Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois |
| Aug. 15, 2016 | Robert Toomey, Esq., Managing Director and Associate General Counsel, and Timothy W. Cameron, Esq., Head, Asset Management Group, SIFMA, New York, New York |
| Aug. 15, 2016 | Douglas Friedman, General Counsel, Tradeweb Markets LLC, New York, New York |
| Aug. 15, 2016 | David W. Blass, General Counsel, ICI, Washington, District of Columbia |
| Aug. 5, 2016 | Jane Carson, New York, New York |
http://www.sec.gov/comments/sr-finra-2016-027/finra2016027.shtml
|
