Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-up/Mark-down

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Date Received
Date Letter Type Commenter Name
Public Comment Mike Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia
Public Comment Sean C. Davy, Managing Director, SIFMA, New York , New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2015-026
Release Number
34-75588
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