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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Provide a Web-based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements

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Date Sort descending	Letter Type	Commenter Name
July 28, 2015	Public Comment	Michele Van Tassel, President, Association of Registration Management, New York, New York
July 8, 2015	Public Comment	Daniel Kosowsky, Chief Compliance Officer, Morgan Stanley Smith Barney LLC, and Rose-Anne Richter, Chief Compliance Officer, Morgan Stanley & Co. LLC
July 8, 2015	Public Comment	David Bellaire, Executive Vice President and General Counsel, Washington, District of Columbia
July 7, 2015	Public Comment	Kevin Zambrowicz, Associate General Counsel & Managing Director, and Stephen Vogt, Assistant Vice President & Assistant General Counsel, SIFMA

File Number

SR-FINRA-2015-015

Release Number

34-75154

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