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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports)

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Date Sort descending	Letter Type	Commenter Name
May 5, 2015	Public Comment	Philip Shaikun, Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
April 17, 2015	Public Comment	William Beatty, President, North American Securities Administrators Association (NASAA) and Washington Securities Administrator, Washington, District of Columbia
April 8, 2015	Public Comment	Anonymous
April 7, 2015	Public Comment	Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
April 6, 2015	Public Comment	Stephanie Nicolas, WilmerHale, on behalf of Barclays Capital Inc., et al.
Feb. 9, 2015	Public Comment	Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Dec. 19, 2014	Public Comment	William Beatty, President, North American Securities Administrators Association (NASAA) and Washington Securities Administrator, Washington, District of Columbia
Dec. 16, 2014	Public Comment	Yoon-Young Lee, WilmerHale, on behalf of Barclays Capital Inc., et al.
Dec. 15, 2014	Public Comment	Hugh D. Berkson, EVP/President-Elect, PIABA, Cleveland, Ohio
Dec. 15, 2014	Public Comment	Kevin Zambrowicz, Managing Director & Associate General Counsel, and Sean Davy, Managing Director, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2014-048

Release Number

34-73623

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