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Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust Fees for Review of Advertising Material Filed with FINRA
(Release No. 34-67239; File No. SR-FINRA-2012-028)
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| Aug. 3, 2012 | Philip Shaikun, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia |
| Jul. 23, 2012 | Albert Aizin, President, Advanced Planning Financial & Estate Services |
| Jul. 23, 2012 | Mitchell S. Fiser, CPA, CFP, Fiser Group, Lenexa, Kansas |
| Jul. 23, 2012 | Gerard P. Gloisten, President, GBS Financial Corp |
| Jul. 22, 2012 | R. Searle |
| Jul. 20, 2012 | Enrique M. Vasquez, President & CEO, Genworth Financial Investment Services, Inc. |
| Jul. 20, 2012 | Valerie G. Brown, CEO, Cetera Financial Group, El Segundo, California |
| Jul. 20, 2012 | Jack R. Handy, Jr., CEO, Financial Network Investment Corporation, El Segundo, California |
| Jul. 20, 2012 | James R. King, Sr., Chairman and CEO, Centaurus Financial, Inc., Anaheim, California |
| Jul. 20, 2012 | Brett Harrison, President and CEO, MultiFinancial Securities Corporation, Denver, Colorado |
| Jul. 19, 2012 | David T. Bellaire, Esq., General Counsel and Director of Government Affairs, Financial Services Institute, Inc. |
| Jul. 19, 2012 | Eric A. Arnold and Clifford E. Kirsch, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers |
| Jul. 19, 2012 | Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute |
| Jul. 18, 2012 | Wayne Talleur, President, Madison Avenue Securities, Inc. |
| Jul. 18, 2012 | Brent Owens, CFD Investments |
http://www.sec.gov/comments/sr-finra-2012-028/finra2012028.shtml
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