Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities

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Date Sort descending	Letter Type	Commenter Name
June 19, 2012	Public Comment	Brant K. Brown, Associate General Counsel, FINRA
June 13, 2012	Public Comment	Daniel Keegan, Managing Director, Citigroup Global Markets Inc.
June 13, 2012	Public Comment	John C. Nagel, Managing Director and General Counsel, Citadel Securities
June 11, 2012	Public Comment	Kimberly Unger, Executive Director, Security Traders Association of New York, Inc.
June 4, 2012	Public Comment	Leonard J. Amoruso, General Counsel, Knight Capital Group, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2012-023

Release Number

34-66924