Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Chris Killian, Managing Director, SIFMA
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2012-021
Release Number
34-66804
How to submit comments