Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 4524 (Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Matthew E. Vitek, Counsel, Financial Industry Regulatory Authority
Public Comment Holly H. Smith and Susan S. Krawczyk, Sutherland Asbill & Brennan LLP
Public Comment Howard Spindel, Senior Managing Director and Cassondra E. Joseph, Managing Director, Integrated Management Solutions USA LLC
Public Comment Nancy Brda, Chief Financial Officer, Newedge USA, LLC
Public Comment Pat Nelson
Public Comment George Hessler, CEO and President, Stock USA Execution Services, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-064
Release Number
34-65700
How to submit comments