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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 4524 (Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports

(Release No. 34-65700; File No. SR-FINRA-2011-064)

Feb. 8, 2012 Matthew E. Vitek, Counsel, Financial Industry Regulatory Authority
Dec. 5, 2011 Nancy Brda, Chief Financial Officer, Newedge USA, LLC
Dec. 5, 2011 Howard Spindel, Senior Managing Director and Cassondra E. Joseph, Managing Director, Integrated Management Solutions USA LLC
Dec. 5, 2011 Holly H. Smith and Susan S. Krawczyk, Sutherland Asbill & Brennan LLP
Nov. 30, 2011 Pat Nelson
Nov. 25, 2011 George Hessler, CEO and President, Stock USA Execution Services, Inc.






Modified: 02/09/2012