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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Amend Certain Trade Reporting and Compliance Rules
(Release No. 34-65459; File No. SR-FINRA-2011-053)
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| Nov. 10, 2011 | Sharon K. Zackula, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia |
| Oct. 27, 2011 | Christopher Killian, Vice President, Securities Industry and Financial Markets Association |
| Oct. 20, 2011 | Suzanne H. Shatto, Investor, Seattle, Washington |
http://www.sec.gov/comments/sr-finra-2011-053/finra2011053.shtml
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