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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend Certain Trade Reporting and Compliance Rules

(Release No. 34-65459; File No. SR-FINRA-2011-053)

Nov. 10, 2011 Sharon K. Zackula, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
Oct. 27, 2011 Christopher Killian, Vice President, Securities Industry and Financial Markets Association
Oct. 20, 2011 Suzanne H. Shatto, Investor, Seattle, Washington




Modified: 11/14/2011