Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend Certain Trade Reporting and Compliance Rules

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Sharon K. Zackula, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
Public Comment Christopher Killian, Vice President, Securities Industry and Financial Markets Association
Public Comment Suzanne H. Shatto, Investor, Seattle, Washington

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-053
Release Number
34-65459
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