Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 to Adopt FINRA Rule 2380 to Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions
Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2380 to Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-61090 FINRA Email Correspondence
Public Comment 34-61090 Gary L. Goldsholle, FINRA, Washington, District of Columbia
Public Comment 34-61090 Paul Orlowski
Public Comment 34-61090 William Cahill, President and COO, TradeStation Securities, Inc.
Public Comment 34-61090 David M. Battan, Executive Vice President, Legal/Compliance, Interactive Brokers Group
Public Comment 34-61090 Dennis A. Klejna, Senior Vice President and Assistant General Counsel, MF Global Inc.
Public Comment 34-61090 John M. Damguard, President, Futures Industry Association
Public Comment 34-61090 John S. Markle, Deputy General Counsel, Regulatory Operations, TD AMERITRADE Holding Corporation
Public Comment 34-61090 Korman Tam, Managing Director, MG Securities, LLC
Meeting with SEC Officials 34-60172 Memorandum regarding a December 4, 2009, meeting with representatives of Interactive Brokers
Public Comment 34-60172 Gary L. Goldsholle, FINRA, Washington, District of Columbia
Public Comment 34-60172 Christopher Nagy, Managing Director Order Routing Strategy, TD AMERITRADE, Inc., and Peter D. Santori, Senior Vice President and General Counsel, thinkorswim Group Inc.
Public Comment 34-60172 David M. Battan, Executive Vice President, Legal/Compliance, Interactive Brokers Group
Public Comment 34-60172 John M. Damgard, President, Futures Industry Association
Public Comment 34-60172 Douglas W. Schriner, CEO, Harrison Douglas, Inc., Aurora, Colorado
Public Comment 34-60172 George Selinsky
Public Comment 34-60172 Ryan Koester
Public Comment 34-60172 Aaron I. Cohn
Public Comment 34-60172 Mary M. Jackson
Public Comment 34-60172 Steve Gallagher
Public Comment 34-60172 Steve Gallagher, Evonne Doctor, Kathy Muller, Ernie Gazdag, Harry Engleman, John McCann, Diane Mumma-Wakabayashi, Ann Esaias, Dennis Nowicki, Richard J. Williams, Ray Figlewski, Mike Wietor, Chuck Sande, Paul Otlo, Kim Oliver, Tracy Forman, Richard Schmidt, Steven Gleason, Don Fortner, Irawan Susanto, Erik Pettersen, Brian Dawson, Mary McAllister, Patricia Barkman, Ray Figlewski, Larry Weis, Chrisjean Tiberti, Al Hanson, Keith T. Maring, Jerry J., Bob O'Brien, Tim Primavera Sr., Pamela Cox, Alain Chevrot
Public Comment 34-60172 Mike Andrews
Public Comment 34-60172 Mike Andrews

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-040
Release Number
34-61090
34-60172
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