Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 to Adopt FINRA Rule 2380 to Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions

(Release No. 34-61090; File No. SR-FINRA-2009-040)

Jul. 6, 2011	FINRA Email Correspondence
Apr. 28, 2010	Gary L. Goldsholle, FINRA, Washington, District of Columbia
Jan. 17, 2010	Paul Orlowski
Jan. 13, 2010	William Cahill, President and COO, TradeStation Securities, Inc.
Jan. 4, 2010	David M. Battan, Executive Vice President, Legal/Compliance, Interactive Brokers Group
Jan. 4, 2010	Dennis A. Klejna, Senior Vice President and Assistant General Counsel, MF Global Inc.
Jan. 4, 2010	John M. Damguard, President, Futures Industry Association
Dec. 29, 2009	John S. Markle, Deputy General Counsel, Regulatory Operations, TD AMERITRADE Holding Corporation
Dec. 29, 2009	Korman Tam, Managing Director, MG Securities, LLC

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2380 to Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions

(Release No. 34-60172; File No. SR-FINRA-2009-040)

Dec. 17, 2009	Memorandum regarding a December 4, 2009, meeting with representatives of Interactive Brokers
Aug. 27, 2009	Gary L. Goldsholle, FINRA, Washington, District of Columbia
Jul. 27, 2009	John M. Damgard, President, Futures Industry Association
Jul. 27, 2009	Christopher Nagy, Managing Director Order Routing Strategy, TD AMERITRADE, Inc., and Peter D. Santori, Senior Vice President and General Counsel, thinkorswim Group Inc.
Jul. 27, 2009	David M. Battan, Executive Vice President, Legal/Compliance, Interactive Brokers Group
Jul. 20, 2009	Douglas W. Schriner, CEO, Harrison Douglas, Inc., Aurora, Colorado
Jun. 13, 2009	Ryan Koester
Jun. 13, 2009	George Selinsky
Feb. 21, 2009	Aaron I. Cohn
Feb. 17, 2009	Mary M. Jackson
Feb. 11, 2009	Steve Gallagher
Feb. 11, 2009	Steve Gallagher, Evonne Doctor, Kathy Muller, Ernie Gazdag, Harry Engleman, John McCann, Diane Mumma-Wakabayashi, Ann Esaias, Dennis Nowicki, Richard J. Williams, Ray Figlewski, Mike Wietor, Chuck Sande, Paul Otlo, Kim Oliver, Tracy Forman, Richard Schmidt, Steven Gleason, Don Fortner, Irawan Susanto, Erik Pettersen, Brian Dawson, Mary McAllister, Patricia Barkman, Ray Figlewski, Larry Weis, Chrisjean Tiberti, Al Hanson, Keith T. Maring, Jerry J., Bob O’Brien, Tim Primavera Sr., Pamela Cox, Alain Chevrot
Feb. 8, 2009	Mike Andrews
Feb. 8, 2009	Mike Andrews