Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt Rules Governing Financial Responsibility in the Consolidated FINRA Rulebook

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Date Received
Date Letter Type Commenter Name
Public Comment Julian Rainero, Partner, Bracewell & Giuliani LLP, New York, New York
Public Comment Adam Arkel, Esq., Assistant General Counsel, FINRA
Public Comment Holly H. Smith and Eric A. Arnold, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-067
Release Number
34-59273
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