Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2267 (Investor Education and Protection) in the Consolidated FINRA Rulebook

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Date Received
Date Letter Type Commenter Name
Public Comment Erika L. Lazar, Senior Attorney, Office of General Counsel, FINRA, Washington, D.C.
Public Comment John S. Watts, Senior Vice President and Chief Counsel, PFS Investments Inc.
Public Comment Richard Sacks, Investors Recovery Service, Novato, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-062
Release Number
34-59160
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