Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Arbitration Uniform Submission Agreement and Related Rules

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Date Received
Date Letter Type Commenter Name
Public Comment Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia
Public Comment Laurence S. Schultz, President, Public Investors Arbitration Bar Association
Public Comment Seth E. Lipner, Prof. of Law, Zicklin School of Business, Baruch College, CUNY, Member, Deutsch Lipner, New York City, New York
Public Comment Daniel S. Wilkerson
Public Comment Philip M. Aidikoff, Attorney, Beverly Hills, California
Public Comment Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York
File Number
SR-FINRA-2008-031
Release Number
34-58124
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