Comments on Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ) Rulemaking

Notice of Filing of the Thirty-Third Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fourth Substantive Amendment to the Restated CQ Plan

Submitted Comments (Click here for meetings with SEC officials)
Feb. 20, 2020	Tyler Gellasch, Executive Director, Healthy Markets Association
Feb. 4, 2020	Kelvin To, Founder and President, Data Boiler Technologies, LLC
Feb. 4, 2020	Joseph Kinahan, Managing Director, Client Advocacy and Market, TD Ameritrade
Feb. 4, 2020	Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets
Feb. 4, 2020	Jeff Brown, Senior Vice President - Legislative and Regulatory, Charles Schwab Co.
Jan. 24, 2020	CTA/UTP Advisory Committee
Meetings with SEC Officials (Click here for submitted comments from the public)
May 5, 2020	Memorandum from the Office of Commissioner Hester M. Peirce regading a May 5, 2020 telephone call with representatives of Healthy Markets
Mar. 2, 2020	Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 4, 2020, meeting with representatives of various market participants
Feb. 12, 2020	Memorandum from the Office of the Chairman regarding a February 4, 2020, meeting with representatives from several equity market participants
Feb. 5, 2020	Memorandum from the Division of Trading and Markets regarding a February 4, 2020, meeting with representatives from Charles Schwab & Co., Inc., Citigroup Inc., Fidelity Investments, Glenmede Investment Management LP, Ontario Teachers’ Pension Plan Board, Securities Traders Association, State Street Global Advisors, T. Rowe Price Group, Inc., TD Ameritrade, Inc., and Two Sigma Securities, LLC