Comments on Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ)
Rulemaking
Notice of Filing of the Thirty-Third Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fourth Substantive Amendment to the Restated CQ Plan
[Release No. 34-87909; File No. SR-CTA/CQ-2019-04]
(Click here for meetings with SEC officials)
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Feb. 20, 2020 | Tyler Gellasch, Executive Director, Healthy Markets Association |
Feb. 4, 2020 | Kelvin To, Founder and President, Data Boiler Technologies, LLC |
Feb. 4, 2020 | Joseph Kinahan, Managing Director, Client Advocacy and Market, TD Ameritrade |
Feb. 4, 2020 | Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets |
Feb. 4, 2020 | Jeff Brown, Senior Vice President - Legislative and Regulatory, Charles Schwab Co. |
Jan. 24, 2020 | CTA/UTP Advisory Committee |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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May 5, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regading a May 5, 2020 telephone call with representatives of Healthy Markets |
Mar. 2, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 4, 2020, meeting with representatives of various market participants |
Feb. 12, 2020 | Memorandum from the Office of the Chairman regarding a February 4, 2020, meeting with representatives from several equity market participants |
Feb. 5, 2020 | Memorandum from the Division of Trading and Markets regarding a February 4, 2020, meeting with representatives from Charles Schwab & Co., Inc., Citigroup Inc., Fidelity Investments, Glenmede Investment Management LP, Ontario Teachers’ Pension Plan Board, Securities Traders Association, State Street Global Advisors, T. Rowe Price Group, Inc., TD Ameritrade, Inc., and Two Sigma Securities, LLC |