Comments on Cboe EDGA Rulemaking

Notice of Filing of a Proposed Rule Change to Introduce a Liquidity Provider Protection on EDGA

[Release No. 34-86168; File No. SR-CboeEDGA-2019-012]

Submitted Comments

(Click here for meetings with SEC officials)
Oct. 28, 2019 Steve Crutchfield, Head of Market Structure, Chicago Trading Company
Oct. 22, 2019 Mark D. Epley, Executive Vice President & Managing Director, General Counsel, and Jennifer Han, Associate General Counsel, Managed Funds Association
Oct. 21, 2019 Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities
Oct. 21, 2019 Tim Lang, Chief Executive Officer, ACS Execution Services
Oct. 21, 2019 Dorothy Donohue, Deputy General Counsel, Investment Company Institute
Oct. 21, 2019 Tyler Gellasch, Executive Director, Healthy Markets Association
Oct. 21, 2019 Ray Ross, Chief Technology Officer, Clearpool Group
Oct. 21, 2019 Joanna Mallers, Secretary, FIA Principal Traders Group
Oct. 21, 2019 Doug Clark, Chairman, and James Toes, President & CEO, Security Traders Association
Oct. 21, 2019 R. T. Leuchtkafer
Oct. 18, 2019 Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Oct. 18, 2019 Eric Swanson, CEO, XTX Markets LLC (Americas)
Sep. 12, 2019 Joshua Mollner, Assistant Professor, Northwestern University, and Markus Baldauf, Assistant Professor, University of British Columbia
Sep. 9, 2019 R. T. Leuchtkafer
Aug. 23, 2019 R. T. Leuchtkafer
Aug. 22, 2019 Adrian Griffiths, Assistant General Counsel, Cboe Global Markets
Aug. 15, 2019 Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets
Aug. 2, 2019 Hubert De Jesus, Managing Director, Global Head of Market Structure and Electronic Trading, and Joanne Medero, Managing Director, Global Public Policy; BlackRock
Aug. 2, 2019 Mark D. Epley, Executive Vice President & Managing Director, General Counsel, and Jennifer Han, Associate General Counsel, Managed Funds Association
Jul. 31, 2019 Eric Swanson, CEO, XTX Markets LLC (Americas)
Jul. 18, 2019 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Jul. 17, 2019 Kirsten Wegner, Chief Executive Officer, Modern Markets Initiative
Jul. 17, 2019 Ray Ross, Chief Technology Officer, Clearpool Group
Jul. 17, 2019 Adam Nunes, Head of Business Development, Hudson River Trading LLC
Jul. 17, 2019 Mehmet Kinak, Vice President & Global Head of Systematic Trading & Market Structure, and Jonathan S. Siegel, Vice President and Senior Legal Counsel; T. Rowe Price
Jul. 17, 2019 Joanna Mallers, Secretary, FIA Principal Traders Group
Jul. 17, 2019 John L. Thornton, Co-Chair, et al., Committee on Capital Market Regulation
Jul. 17, 2019 Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities
Jul. 17, 2019 Eric Swanson, CEO, XTX Markets LLC (Americas)
Jul. 16, 2019 Larry Tabb, Founder & Research Chairman, TABB Group
Jul. 16, 2019 Tyler Gellasch, Executive Director, Healthy Markets Association
Jul. 15, 2019 Steve Crutchfield, Head of Market Structure, CTC, LLC
Jul. 12, 2019 R.T. Leuchtkafer

Meetings with SEC Officials

(Click here for submitted comments from the public)
Nov. 8, 2019 Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 28, 2019, meeting with representatives of the Managed Funds Association
Oct. 28, 2019 Memorandum from the Office of the Chairman regarding an October 28, 2019, meeting with representatives of the Managed Funds Association
Oct. 28, 2019 Memorandum from the Division of Trading and Markets regarding an October 28, 2019, meeting with representatives of the Managed Funds Association
Oct. 28, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding an October 28, 2019, meeting with representatives of the Managed Funds Association
Sep. 25, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding a September 12, 2019, meeting with representatives of Citadel LLC
Sep. 18, 2019 Memorandum from the Office of the Chairman regarding a September 17, 2019, meeting with representatives of Chicago Trading Company
Sep. 18, 2019 Memorandum from the Office of the Chairman regarding a September 12, 2019, meeting with representatives of Citadel LLC
Sep. 17, 2019 Memorandum from the Division of Trading and Markets regarding a September 17, 2019, meeting with representatives of the Chicago Trading Company
Sep. 12, 2019 Memorandum from the Division of Trading and Markets regarding a September 12, 2019, meeting with representatives of Driehaus Capital Management, et al.
Sep. 12, 2019 Memorandum from the Office of Commissioner Elad L. Roisman regarding a September 12, 2019, meeting with representatives of Citadel LLC
Sep. 12, 2019 Memorandum from the Division of Trading and Markets regarding a September 12, 2019, meeting with representatives of Citadel LLC
Sep. 12, 2019 Memorandum from the Office of the Chairman regarding an August 7, 2019, meeting with representatives of Clearpool Group
Sep. 12, 2019 Memorandum from the Office of the Chairman regarding an August 6, 2019, meeting with representatives of XTX Markets LLC (Americas)
Aug. 9, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 7, 2019, meeting with representatives of Clearpool
Aug. 9, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 6, 2019, meeting with representatives of XTX Markets
Aug. 7, 2019 Memorandum from the Division of Trading and Markets regarding an August 7, 2019, meeting with representatives of Clearpool Group
Aug. 7, 2019 Memorandum from the Office of the Investor Advocate regarding an August 6, 2019, conference call with representatives of Citadel Securities
Aug. 6, 2019 Memorandum from the Division of Trading and Markets regarding an August 6, 2019, meeting with a representative of XTX Markets LLC (Americas)