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Comments on BATS EDGX Rulemaking

Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee

(Release No. 34-78849; File No. SR-BatsBZX-2016-42)

Oct. 27, 2016 Jeanine Hightower, Chief Operating Officer, International Securities Exchange, LLC, New York, New York
Oct. 26, 2016 Joseph Kinahan, Managing Director, Client Advocacy and Market Structure, TD Ameritrade, Inc., Chicago, Illinois
Oct. 14, 2016 Ellen Greene, Managing Director, Financial Services Operations, SIFMA

Meetings with SEC Officials

Oct. 21, 2016 Memorandum from the Division of Trading and Markets regarding an October 21, 2016, conference call with representatives of the Securities Industry and Financial Markets Association (SIFMA)



Modified: 10/31/2016